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《交易所衍生品市场发展的国际经验及中国的路径和策略选择研究》

[1]巴曙松、党剑:《交易所衍生品市场发展的国际经验及中国的路径和策略选择研究》,上证联合研究计划第12期课题研究报告。

《国际期权市场发展特征与交易制度》

[2]鲍建平:《国际期权市场发展特征与交易制度》,《经济理论与经济管理》2002年第10期。

《金融衍生产品及风险分析》

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《沪深300股指期货对现货市场影响的实证研究》

[4]曹森、张玉龙:《沪深300股指期货对现货市场影响的实证研究》,《统计与决策》2012年第10期。

《跨市场金融风险与金融监管合作》

[5]曹元芳、吴超:《跨市场金融风险与金融监管合作》,《上海金融》2007年第1期。

《股票指数期货:理论、经验与市场运作构想》

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《金融衍生品监管:挑战与改革》

[7]陈晗:《金融衍生品监管:挑战与改革》,《上海金融》2004年第7期。

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[8]陈筱彦、魏嶷、许勤:《收盘价被操纵了吗?来自沪市高频数据的证据》,《南方金融》2010年第5期。

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[9]褚决海、王玮:《金融转型过程中衍生品交易方式的选择》,《上海金融》2003年第8期。

《中国期货市场投资主体结构与风险控制》

[10]褚玦海:《中国期货市场投资主体结构与风险控制》,《上海财经研究》2001年第5期。

《监管为市场服务——美国期货市场的监管体系》

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《当前国际金融衍生品市场结构及演进特征》

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[13]董安生、郑小敏、刘燊:《我国操纵市场行为的监管:现状、反思与进路》,《法学家》2005年第1期。

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[14]方匡南、蔡振忠:《我国股指期货价格发现功能研究》,《统计研究》2012年第5期。

《香港金融衍生工具市场的发展及对内地的启示》

[15]冯邦彦、彭薇:《香港金融衍生工具市场的发展及对内地的启示》,《经济纵横》2004年第4期。

《金融衍生工具与金融危机》

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《建立和发展我国完善的股票期权市场》

[17]韩原:《建立和发展我国完善的股票期权市场》,《中央财经大学学报》2003年第1期。

《基于反跨市场联合操纵的监管探讨》

[18]何晓春:《基于反跨市场联合操纵的监管探讨》,《现代商贸工业》2008年第11期。

《发展金融期货市场的几点建议》

[19]贺强:《发展金融期货市场的几点建议》,《价格理论与实践》2004年第3期。

《金融衍生产品及其风险管理》

[20]胡继之主编《金融衍生产品及其风险管理》,中国金融出版社,1997。

《我国股指期货三层监管体系的法律思考》

[21]胡茂刚:《我国股指期货三层监管体系的法律思考》,《政治与法律》2008年第5期。

《金融期货与期权市场监管制度初探》

[22]胡孝红:《金融期货与期权市场监管制度初探》,《武汉大学学报》(人文社会科学版)2000年第7期。

《指数期货结算日的价格操纵现象:以台湾股价指数期货和新加坡摩根台指期货为例》

[23]黄丰南:《指数期货结算日的价格操纵现象:以台湾股价指数期货和新加坡摩根台指期货为例》,(台湾)云林科技大学硕士学位论文,2006。

《欧洲期货交易所(EUREX)成功运作及其启示》

[24]黄运成:《欧洲期货交易所(EUREX)成功运作及其启示》,国研网。

《中外股指期货市场监管架构比较研究》

[25]贾洁:《中外股指期货市场监管架构比较研究》,《时代金融》2011年第23期。

《欧洲金融衍生品市场的崛起与启示》

[26]姜洋、陈晗、祁国中:《欧洲金融衍生品市场的崛起与启示》,《金融参考》2003年第8期。

《金融衍生工具市场状况与中国选择》

[27]蒋敏:《金融衍生工具市场状况与中国选择》,《证券市场导报》2001年第4期。

《操纵证券交易价格行为的认定及其法律责任》

[28]金泽刚:《操纵证券交易价格行为的认定及其法律责任》,《华东政法学院学报》2002年第1期。

《欧美的可转债市场及其借鉴意义》

[29]孔繁军:《欧美的可转债市场及其借鉴意义》,《证券市场导报》2001年第11期。

《证券市场热点法律问题研究》

[30]李明良:《证券市场热点法律问题研究》,商务印书馆,2007。

《世界期货市场监管体系的发展趋势及对我国的启示》

[31]李强等:《世界期货市场监管体系的发展趋势及对我国的启示》,2004年7月29日《期货日报》。

《金融衍生品市场十年回顾分析》

[32]李雪莲:《金融衍生品市场十年回顾分析》,《南开金融研究》2001年第3期。

《中国期货市场的创新与发展》

[33]李亚光:《中国期货市场的创新与发展》,《财经研究》2001年第6期。

《证券市场政府监管论》

[34]李志君:《证券市场政府监管论》,吉林人民出版社,2006。

《证券、期货犯罪防范体系构建探析——以股指期货交易为切入点》

[35]梁彦军:《证券、期货犯罪防范体系构建探析——以股指期货交易为切入点》,《证券市场导报》2012年第1期。

《市场操纵司法界定、惩治比较及其启示》

[36]林志平:《市场操纵司法界定、惩治比较及其启示》,《证券市场导报》2006年第3期。

《上海市场股票收盘价格的窗饰效应研究》

[37]刘凤元、陈俊芳、孙培源:《上海市场股票收盘价格的窗饰效应研究》,《证券市场导报》2003年第10期。

《金融衍生品市场研究》

[38]刘力耕:《金融衍生品市场研究》,《金融与保险》2002年第3期。

《中国股指期货与股票现货市场的日内信息结构研究——基于交易和非交易时段的视角》

[39]刘庆富:《中国股指期货与股票现货市场的日内信息结构研究——基于交易和非交易时段的视角》,《复旦学报》(社会科学版)2012年第3期。

《中国期货市场波动性与价格操纵行为研究》

[40]刘庆富:《中国期货市场波动性与价格操纵行为研究》,东南大学博士学位论文,2005。

《中国期货市场的监管体制及其改革》

[41]马良华、吕瑜:《中国期货市场的监管体制及其改革》,《浙江金融》2003年第11期。

《期货市场操纵的认定:美国经验及其启示》

[42]马卫锋、黄运成:《期货市场操纵的认定:美国经验及其启示》,《上海管理科学》2006年第2期。

《防止期货市场操纵:监管措施及其效率评价》

[43]毛小云:《防止期货市场操纵:监管措施及其效率评价》,《河北经贸大学学报》2006年第1期。

《金融发展、开放与国际金融衍生工具》

[44]潘淑娟:《金融发展、开放与国际金融衍生工具》,中国金融出版社,2003。

《全球衍生品市场发展趋势与中国的选择》

[45]上海期货交易所:《全球衍生品市场发展趋势与中国的选择》,百家出版社,2003。

《市场微观结构:理论与中国经验》

[46]施东晖、孙培源:《市场微观结构:理论与中国经验》,上海三联书店,2005。

《股指期货市场与股市的跨市场监管研究》

[47]石晓波:《股指期货市场与股市的跨市场监管研究》,《财政研究》2007年第12期。

《论我国金融期货市场环境及法律》

[48]史树林:《论我国金融期货市场环境及法律》,《中央财经大学学报》2002年第7期。

《政府在防范市场操纵中的作用》

[49]史永东、蒋贤锋:《政府在防范市场操纵中的作用》,《中国金融学》2003年第3期。

《在中国发展金融衍生品的可行性》

[50]宋逢明、高峰、袁俪胜:《在中国发展金融衍生品的可行性》,《广西金融研究》2003年第4期。

《证券市场收盘价格决定方式及发展趋势探讨》

[51]孙培源、郭剑光、施东晖:《证券市场收盘价格决定方式及发展趋势探讨》,《证券市场导报》2002年第12期。

《基于权重股的股指期货操纵模式研究——2007~2008交易数据的实证检验》

[52]孙秀琳、宋军:《基于权重股的股指期货操纵模式研究——2007~2008交易数据的实证检验》,《世界经济情况》2009年第1期。

世界主要证券市场相关制度系列专题

[53]台湾证券交易所:世界主要证券市场相关制度系列专题。

《操纵证券市场行为民事责任研究》

[54]唐延明:《操纵证券市场行为民事责任研究》,《东北财经大学学报》2004年第5期。

《股票与股指期货市场风险关联性及跨市场监管研究》

[55]天津大学金融工程研究中心:《股票与股指期货市场风险关联性及跨市场监管研究》,上证联合研究计划第16期,2007。

《股票、股指期货跨市场信息监管的国际比较及借鉴》

[56]王春峰、卢涛、房振明:《股票、股指期货跨市场信息监管的国际比较及借鉴》,《国际金融研究》2008年第3期。

《境外股指期货市场监管体制对比研究》

[57]王少飞、郑享清:《境外股指期货市场监管体制对比研究》,《特区经济》2011年第10期。

《国外跨市场金融风险监管及其启示》

[58]王素珍:《国外跨市场金融风险监管及其启示》,《海南金融》2004年第2期。

《论金融衍生产品的风险形成与风险控制》

[59]王伟东:《论金融衍生产品的风险形成与风险控制》,《金融科学》1998年第2期。

《外资操纵中国股指期货的路径猜想及防范分析》

[60]王郧、张宗成:《外资操纵中国股指期货的路径猜想及防范分析》,《华中科技大学学报》2008年第4期。

《金融法》

[61]吴弘、陈贷松、贾希凌:《金融法》,格致出版社,2011。

《中国期货市场发展与期货法制创新》

[62]吴坚、胡茂刚:《中国期货市场发展与期货法制创新》,《财经科学》2002年第3期。

《现阶段我国跨行业跨市场金融风险监管制度探析》

[63]谢群:《现阶段我国跨行业跨市场金融风险监管制度探析》,《现代商业》2007年第29期。

《股指期货市场操纵风险及其防范》

[64]邢精平、张鹏、宋福铁:《股指期货市场操纵风险及其防范》,中国金融期货交易所研究报告,2006。

《中国股指期货市场操纵风险的监控体系研究》

[65]熊熊、许金花、张今:《中国股指期货市场操纵风险的监控体系研究》,《财经理论与实践》2009年第5期。

《美国场外金融衍生品规则演变及监管改革》

[66]熊玉莲:《美国场外金融衍生品规则演变及监管改革》,《华东政法大学学报》2011年第2期。

《开放金融下衍生品市场的发展与风险管理》

[67]徐立平:《开放金融下衍生品市场的发展与风险管理》,《经济师》2004年第5期。

《国内可转债市场浅析》

[68]杨亢余:《国内可转债市场浅析》,《证券市场导报》2003年第4期。

《国外可转债市场的发展及对我国的启示》

[69]杨亢余:《国外可转债市场的发展及对我国的启示》,《证券市场导报》2002年第6期。

《金融衍生品市场的监管》

[70]杨迈军等编《金融衍生品市场的监管》,中国物价出版社,2001。

《股指期货与股票现货市场竞争关系研究——来自中国的经验证据》

[71]姚亚伟:《股指期货与股票现货市场竞争关系研究——来自中国的经验证据》,《证券市场导报》2011年第9期。

《推动金融衍生品市场建立与发展》

[72]叶春和:《推动金融衍生品市场建立与发展》,2002年9月29日《上海证券报》。

《解读期权》

[73]〔英〕罗伯特、汤普金斯:《解读期权》,陈宋生等译,经济管理出版社,2004。

《我国期货市场的发展与规范》

[74]曾诗鸿、周丽丽:《我国期货市场的发展与规范》,《经济研究参考》2004年第35期。

《金融全球化与金融监管立法研究》

[75]曾筱清:《金融全球化与金融监管立法研究》,北京大学出版社,2005。

《我国期货市场操纵行为防范的研究》

[76]张红娜:《我国期货市场操纵行为防范的研究》,《南方金融》2004年第8期。

《从波动性和流动性判别股指期货跨市场价格操纵行为》

[77]张维、韦立坚、熊熊、李根、马正欣:《从波动性和流动性判别股指期货跨市场价格操纵行为》,《管理评论》2011年第7期。

《股指期货推出对中国股票市场波动性的影响研究——基于沪深300股指期货高频数据的实证分析》

[78]张孝岩:《股指期货推出对中国股票市场波动性的影响研究——基于沪深300股指期货高频数据的实证分析》,《投资研究》2011年第10期。

《股票现货市场与期货市场的联合监管问题初探——基于1987年10月美国股市和期市暴跌的经验》

[79]张雪莹:《股票现货市场与期货市场的联合监管问题初探——基于1987年10月美国股市和期市暴跌的经验》,《上海金融》2007年第5期。

《现货与衍生品市场的跨市场操纵研究——基于大额交易者的分析》

[80]张雪莹:《现货与衍生品市场的跨市场操纵研究——基于大额交易者的分析》,《经济论坛》2008年第1期。

《股指期货跨市场监管——基于投资者跨市场交易行为的理论及实证研究》

[81]浙江财经学院、上海中大经济研究院联合课题组:《股指期货跨市场监管——基于投资者跨市场交易行为的理论及实证研究》,上证联合研究计划第21期。

《美国对金融衍生交易的监管及其对我国的启示》

[82]郑鲁英:《美国对金融衍生交易的监管及其对我国的启示》,《金融教学与研究》2002年第5期。

《跨市场金融风险的传递与监管》

[83]郑庆寰、林莉:《跨市场金融风险的传递与监管》,《南方金融》2006年第8期。

《证券市场不当行业的法律实证》

[84]郑顺炎:《证券市场不当行业的法律实证》,中国政法大学出版社,2007。

《各国衍生金融市场监管比较研究》

[85]郑振龙、张雯:《各国衍生金融市场监管比较研究》,中国金融出版社,2003。

《防范操纵下的股指期货现金结算价设计》

[86]郑尊信、吴冲锋:《防范操纵下的股指期货现金结算价设计》,《管理科学》2006年第5期。

《金融衍生工具:发展与监管》

[87]周立一:《金融衍生工具:发展与监管》,中国发展出版社,1997。

《浅析〈证券法〉关于操纵市场行为法律规范的难点问题》

[88]周青:《浅析〈证券法〉关于操纵市场行为法律规范的难点问题》,《哈尔滨学院学报》2008年第6期。

《商品期货市场价格操纵的经济学分析》

[89]周小梅:《商品期货市场价格操纵的经济学分析》,《商业研究》2000年第12期。

《论我国金融衍生品的实践及其发展前景》

[90]周燕明:《论我国金融衍生品的实践及其发展前景》,《浙江金融》1998年第8期。

[1]http://www.amf-france.org/

[2]http://www.sec.gov/

[3]http://www.csrc.gov.cn

[4]http://www.cffex.com.cn/

[5]http://www.sfc.hk/sfc/html/TC/

[6]http://www.taifex.com.tw

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[10]http://www.cftc.org

[11]http://www.cme.com/

[12]http://www.eurexchange.com/index.html

[13]http://www.fsa.org.nk

[14]http://www.fasb.org

[15]http://www.nfa.futures.org

[16]http://www.nymex.com/jsp/index.js

[17]http://www.nyse.com/

[18]http://www.tocom.or.jp/

[19]http://www.cffex.com.cn

[20]http://www.cmegroup.com

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