中国证券公司竞争力研究报告（2022）
| 书 名： |
中国证券公司竞争力研究报告（2022） |
| 英 文 名： |
ANNUAL REPORT ON THE COMPETITIVENESS OF SECURITIES COMPANIES IN CHINA （2022）
|
| 作 者： |
孙国茂 |
| I S B N： |
978-7-5228-1325-7 |
| 丛 书 名： |
证券公司蓝皮书
订阅
|
| 关 键 词： |
证券公司竞争力 系统重要性 数字化转型 |
| 出版日期： |
2022-12-01 |
中文摘要
党的二十大报告提出，高质量发展是全面建设社会主义现代化国家的首要任务，这为资本市场改革开放发展指明了方向。资本市场应认真贯彻落实党的二十大精神，努力服务实体经济和科技创新，为经济高质量发展、构建新发展格局和建设现代化经济体系做出积极贡献。党的二十大报告提出，坚持把发展经济的着力点放在实体经济上。作为资本市场的重要参与者和建设者，证券公司在服务实体经济、促进资本市场发展、规范证券市场、提升上市公司质量等方面发挥着重要作用。2021年资本市场实现“十四五”良好开局。股债融资规模创历史新高，要素资源加速向科技创新领域集聚，服务实体经济实现量质双升。资本市场改革向纵深推进，北京证券交易所正式成立，实现与沪深交易所错位发展，形成了京、沪、深三地交易所功能互补、各具特色、各显优势的证券市场新格局。经过30余年的发展，证券公司资产规模不断扩大，服务实体经济和财富管理能力持续增强，合规风控水平持续提升，整体经营成效稳中有进。但我们也应清醒认识到，证券公司在加快实施国家创新驱动战略、促进共同富裕等方面还有很多重要使命有待完成。目前，全行业140家证券公司同质化竞争日益激烈，面临数字化转型的压力和挑战越来越大。在头部券商优势面临来自银行、保险行业的竞争压力日益明显，中小券商努力转型打造局部优势背景下，及时、客观地评价我国证券公司发展情况尤为必要。本书不仅对证券市场及证券公司年度运行情况进行了详细总结，对证券公司经营绩效、竞争力、系统重要性以及数字化转型做出客观评价，还创新性构建了证券公司系统重要性评价体系和数字化转型评价体系，开行业研究领域风气之先。研究发现，我国证券公司规模排名与系统重要性综合排名的相关系数较高，说明存在“大而不倒”的问题，在系统重要性证券机构监管过程中要牢牢把握“太大而不能倒闭”，做好系统性风险的防控。数字化转型重点领域正在从证券经纪财富管理业务逐步向全业务领域扩展，数字化可显著提升证券公司的运营效率。
文章列表
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